Beam Global (BEEM): Fails to Deliver & Reg SHO Threshold List

As of the Sep 30, 2026 settlement date, BEEM had 163 shares failing to deliver (about $183 at the prior close), under 0.001% of shares outstanding. Over the 30 days to that date the balance peaked at 48,068 shares and averaged 4,750.

BEEM is not on a Reg SHO threshold list as of the latest published lists.

Fails to deliver by settlement date (33 most recent)
Settlement date Shares failed Prior close Value
Sep 30, 2026 163 $1.12 $183
Sep 29, 2026 30 $1.14 $34
Sep 28, 2026 1,963 $1.19 $2.3K
Sep 24, 2026 25,147 $1.23 $30.9K
Sep 23, 2026 20,315 $1.28 $26.0K
Sep 21, 2026 823 $1.32 $1.1K
Sep 18, 2026 839 $1.35 $1.1K
Sep 17, 2026 5 $1.35 $7
Sep 11, 2026 48,068 $1.38 $66.3K
Sep 8, 2026 820 $1.41 $1.2K
Sep 3, 2026 842 $1.40 $1.2K
Sep 2, 2026 739 $1.39 $1.0K
Aug 31, 2026 19,359 $1.47 $28.5K
Aug 28, 2026 438 $1.56 $683
Aug 27, 2026 127,014 $1.71 $217.2K
Aug 25, 2026 68 $1.43 $97
Aug 24, 2026 7,518 $1.57 $11.8K
Aug 21, 2026 650,793 $1.36 $885.1K
Aug 20, 2026 66,086 $1.21 $80.0K
Aug 19, 2026 36,550 $1.15 $42.0K
Aug 18, 2026 35,414 $1.14 $40.4K
Aug 17, 2026 9,188 $1.13 $10.4K
Aug 14, 2026 35,969 $1.15 $41.4K
Aug 13, 2026 5,020 $1.16 $5.8K
Aug 12, 2026 3,329 $1.16 $3.9K
Aug 11, 2026 51 $1.14 $58
Aug 7, 2026 10,666 $1.12 $11.9K
Aug 5, 2026 424 $1.15 $488
Aug 4, 2026 4,749 $1.09 $5.2K
Jul 30, 2026 6,364 $0.98 $6.2K
Jul 29, 2026 20,559 $1.04 $21.4K
Jul 28, 2026 475 $1.05 $499
Jul 27, 2026 2,525 $1.01 $2.6K

Frequently asked questions

What are fails to deliver for BEEM?

A fail to deliver happens when a seller does not deliver shares to the buyer by the settlement date (one business day after the trade, T+1). The SEC publishes the outstanding fails balance in BEEM for each settlement date, taken from the NSCC Continuous Net Settlement system, twice a month with a delay of a few weeks.

Do fails to deliver mean naked short selling?

Not necessarily. The SEC notes that fails can occur on both long and short sales, for example from operational delays or a broker not receiving shares in time. The data does not say which trades failed or why, so a fails balance is not proof of naked shorting.

Can daily fails be added up?

No. Each figure is the total balance of fails still open on that settlement date, not new fails that day. A fail that lasts several days appears in each of those days, so adding days together counts the same shares more than once.

What is the Reg SHO threshold list?

A security lands on the threshold list when it has fails of at least 10,000 shares that are also at least 0.5% of shares outstanding for five consecutive settlement days. The listing market publishes the list every trading day (Nasdaq, NYSE, Cboe; FINRA for OTC stocks). If a fail in a threshold security stays open for 13 consecutive settlement days, Rule 203(b)(3) requires the clearing firm to close it out by buying shares, and until it does it cannot accept further short sales in that stock without first borrowing or arranging to borrow the shares.

Sources: SEC Fails-to-Deliver Data; Reg SHO threshold lists from Nasdaq, NYSE, Cboe BZX and FINRA.

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